For fee-only RIAs

Compliant content, without the compliance headache

Advisors shouldn't spend their week writing social posts - and they shouldn't have to choose between producing content and staying inside the Marketing Rule. We build the pipeline that does both.

What this actually solves

  • Advisors burning hours a week on social, email, and blog output instead of advising.
  • Every public sentence is a compliance surface, and generic AI tools don't know the SEC Marketing Rule exists.
  • Testimonial and endorsement rules make off-the-shelf marketing automation a liability.
  • No clean record of who reviewed and approved what, when the examiner asks.

What we build for RIAs

Compliant content pipeline

End-to-end drafting with a human-in-the-loop approval gate and Marketing Rule guardrails baked in - not bolted on.

Voice-trained drafting

Trained on your existing approved material so the output sounds like your firm, not like a chatbot.

Archived approval trail

Every piece logged, reviewed, and timestamped. Your CCO stays in the loop; the record stays defensible.

Lead nurture that stays in bounds

Email and follow-up sequences scoped to what a fee-only fiduciary can actually say.

Wealth Management

80%
Less advisor time on content
Challenge

A fee-only RIA needed compliant content at scale - advisors were spending hours per week on social, email, and blog output.

Solution

Built an end-to-end AI content pipeline with human-in-the-loop approval and SEC Marketing Rule guardrails baked in.

Result

Roughly 80% reduction in advisor time spent producing compliant social, email, and blog content - with a full review-and-approval trail preserved.

We don't name clients. These are anonymized but completely real.

On compliance

This is workflow tooling, not a replacement for your CCO. The human reviewer and required sign-off stay exactly where the rules put them - we just remove the manual grind around them.

Find out where AI fits - before you spend a dollar building it.

Typical engagements run $5K–$45K, scoped to the work that makes sense. The Mini Assessment is free and yours to keep.

How fee-only firms are using AI for content and ops without tripping the Marketing Rule. No email wall.