For fee-only RIAs

Compliant content, without the compliance headache

Advisors shouldn't spend their week writing social posts, and they shouldn't have to choose between producing content and staying inside the Marketing Rule. We build the pipeline that does both.

What this actually solves

  • Advisors burning hours a week on social, email, and blog output instead of advising.
  • Every public sentence is a compliance surface, and generic AI tools don't know the SEC Marketing Rule exists.
  • Testimonial and endorsement rules make off-the-shelf marketing automation a liability.
  • No clean record of who reviewed and approved what, when the examiner asks.

What we build for RIAs

Compliant content pipeline

End-to-end drafting with a human-in-the-loop approval gate and Marketing Rule guardrails baked in, not bolted on.

Voice-trained drafting

Trained on your existing approved material so the output sounds like your firm, not like a chatbot.

Archived approval trail

Every piece logged, reviewed, and timestamped. Your CCO stays in the loop; the record stays defensible.

Lead nurture that stays in bounds

Email and follow-up sequences scoped to what a fee-only fiduciary can actually say.

Wealth Management

80%
Less advisor time on content
Challenge

A fee-only RIA needed compliant content at scale, advisors were spending hours per week on social, email, and blog output.

Solution

Built an end-to-end AI content pipeline with human-in-the-loop approval and SEC Marketing Rule guardrails baked in.

Result

Roughly 80% reduction in advisor time spent producing compliant social, email, and blog content, with a full review-and-approval trail preserved.

We don't name clients. These are anonymized but completely real.

On compliance

This is workflow tooling, not a replacement for your CCO. The human reviewer and required sign-off stay exactly where the rules put them, we just remove the manual grind around them.

Find out where AI fits, before you spend a dollar building it.

Skill setups start at $1,200 done-with-you or $2,000 done-for-you. Bigger builds are scoped and priced up front. The Mini Assessment is free and yours to keep.

See the Skill Setup packages

How fee-only firms are using AI for content and ops without tripping the Marketing Rule. No email wall.